Chief Compliance Officer · Capital Research and Management Company
Naseem Z. Nixon
CRD 7225636 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Capital Research and Management Company, an SEC-registered asset manager based in LOS Angeles, CA with $4.3 trillion in regulatory assets, lists Naseem Z. Nixon on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Naseem at 1 other registered adviser.
Firms and roles
- Capital Research and Management CompanyChief Compliance OfficerAsset manager · LOS Angeles, CA · $4.32T in regulatory assets
- Capital Research CompanyChief Compliance OfficerAsset manager · LOS Angeles, CA · $0M in regulatory assets
AtlasMembers
Naseem’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (22)
- Matthew Philip O'ConnorDirector, Capital Research and Management Company
- Michael C. GitlinDirector, Capital Research and Management Company
- Michael James TriesslDirector, Capital Research and Management Company
- Walter R. BurkleyDirector, Capital Research and Management Company
- Canise M. ArredondoDirector, Senior Vice President & Chief Financial Officer, Capital Research and Management Company
17 more people named with Naseem on the same filings, with titles and firms. Free in Atlas with a free account.
See all 22 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Naseem’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.