Chief Compliance Officer · Essex Financial Services, Inc.
Nancy Stillman
CRD 2325104 · Named on Form ADV at one SEC-registered adviser
At a glance
Essex Financial Services, Inc., an SEC-registered wealth manager based in Essex, CT with $4.2 billion in regulatory assets, lists Nancy Stillman on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Essex Financial Services, Inc.Chief Compliance OfficerWealth manager · Essex, CT · $4.2B in regulatory assets
AtlasMembers
Nancy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Ronald C. NelsonDirector, Essex Financial Services, Inc.
- Charles R. CumelloPresident & Chief Executive Officer, Director, Essex Financial Services, Inc.
- Mary Emelia BooneDirector, Essex Financial Services, Inc.
- Susan K RothChief Operating Officer, Treasurer, Secretary, Essex Financial Services, Inc.
- John BauerDirector, Essex Financial Services, Inc.
2 more people named with Nancy on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nancy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.