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President and Chief Compliance Officer · Blue Water Wealth

Nancy L. Congdon

CRD 2136551 · Named on Form ADV at one SEC-registered adviser

At a glance

Blue Water Wealth, an SEC-registered wealth manager based in Portland, OR with $473 million in regulatory assets, lists Nancy L. Congdon on its Form ADV as President and Chief Compliance Officer, a control person.

Firms and roles

  • Blue Water WealthPresident and Chief Compliance OfficerWealth manager · Portland, OR · $473M in regulatory assets

AtlasMembers

Nancy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nancy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.