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CEO · Alamo Capital

Nancy Ann Ruehle Mullally

CRD 1004052 · Named on Form ADV at one SEC-registered adviser

At a glance

Alamo Capital, an SEC-registered broker-dealer firm based in Walnut Creek, CA with $104 million in regulatory assets, lists Nancy Ann Ruehle Mullally on its Form ADV as CEO, a control person.

Firms and roles

  • Alamo CapitalCEOBroker-dealer firm · Walnut Creek, CA · $104M in regulatory assets

AtlasMembers

Nancy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nancy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.