Chief Compliance Officer · Flexpath Strategies
Monique Schulman
CRD 1225088 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Flexpath Strategies, an SEC-registered asset manager based in Aliso Viejo, CA with $2.9 billion in regulatory assets, lists Monique Schulman on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Monique at 2 other registered advisers.
Firms and roles
- Flexpath StrategiesChief Compliance OfficerAsset manager · Aliso Viejo, CA · $2.9B in regulatory assets
- Lisanti Capital Growth LLCCCOAsset manager · New York, NY · $432M in regulatory assets
- Markle Financial LLCChief Compliance OfficerWealth manager · Laramie, WY · $141M in regulatory assets
AtlasMembers
Monique’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Vincent J. GiovinazzoCEO, Flexpath Strategies
- Nicholas D. DellavedovaPresident, Flexpath Strategies
- Jeffrey S. ElvanderSVP, Chief Investment Officer, Flexpath Strategies
- Mary LisantiPresident/managing Member, Lisanti Capital Growth LLC
- Shannon M. MarkleManaging Member, Markle Financial LLC
1 more person named with Monique on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Monique’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.