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Chief Operating Officer / Chief Compliance Officer · 683 Capital Management, LLC

Mimi Kuan-Ling N. Liu

CRD 6468655 · Named on Form ADV at one SEC-registered adviser

At a glance

683 Capital Management, LLC, an SEC-registered private fund adviser based in New York, NY with $2.4 billion in regulatory assets, lists Mimi Kuan-Ling N. Liu on its Form ADV as Chief Operating Officer / Chief Compliance Officer, a control person.

Firms and roles

  • 683 Capital Management, LLCChief Operating Officer / Chief Compliance OfficerPrivate fund adviser · New York, NY · $2.4B in regulatory assets

AtlasMembers

Mimi’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mimi’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.