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Vice President · Lakeside Advisors Inc

Miki Okamoto-Swanson

CRD 5870077 · Named on Form ADV at one SEC-registered adviser

At a glance

Lakeside Advisors Inc, an SEC-registered wealth manager based in Seattle, WA with $412 million in regulatory assets, lists Miki Okamoto-Swanson on its Form ADV as Vice President, a control person.

Firms and roles

AtlasMembers

Miki’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Robert E. FreyPresident / Chief Compliance Officer / Treasurer, Lakeside Advisors Inc
  • Kristi A. MandtVice President / Secretary, Lakeside Advisors Inc

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Miki’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.