Chief Compliance Officer · Tealwood Asset Management
Michelle E. Warneke
CRD 6692641 · Named on Form ADV at one SEC-registered adviser
At a glance
Tealwood Asset Management, an SEC-registered wealth manager based in Minneapolis, MN with $365 million in regulatory assets, lists Michelle E. Warneke on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Tealwood Asset ManagementChief Compliance OfficerWealth manager · Minneapolis, MN · $365M in regulatory assets
AtlasMembers
Michelle’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Charles C. MaharChairman, Tealwood Asset Management
- Steven M. RichterCIO, Tealwood Asset Management
- Stephen P. MoseleyCEO, Tealwood Asset Management
- John C. ZevnickOwner, Tealwood Asset Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michelle’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.