Chief Compliance Officer · Patriot Financial Manager, L.P.
Michelle W. Vaughn
CRD 1979315 · Named on Form ADV at one SEC-registered adviser
At a glance
Patriot Financial Manager, L.P., an SEC-registered private fund adviser based in Radnor, PA with $1.1 billion in regulatory assets, lists Michelle W. Vaughn on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Patriot Financial Manager, L.P.Chief Compliance OfficerPrivate fund adviser · Radnor, PA · $1.1B in regulatory assets
AtlasMembers
Michelle’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Ira M. LubertLimited Partner, Patriot Financial Manager, L.P.
- James J. LynchLimited Partner, Patriot Financial Manager, L.P.
- Walter K. WycoffLimited Partner, Patriot Financial Manager, L.P.
- Howard D. RossLimited Partner, Patriot Financial Manager, L.P.
- Seth J. LehrLimited Partner, Patriot Financial Manager, L.P.
2 more people named with Michelle on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michelle’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.