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Outsourced Chief Compliance Officer; Outsourced Chief Financial Officer · Waystone Asset Management (USA) LLC

Micheal P. Klein

CRD 6027927 · Named on Form ADV at 4 SEC-registered advisers

At a glance

Waystone Asset Management (USA) LLC, an SEC-registered private fund adviser based in Chicago, IL with $743 million in regulatory assets, lists Micheal P. Klein on its Form ADV as Outsourced Chief Compliance Officer; Outsourced Chief Financial Officer. The SEC filings also name Micheal at 3 other registered advisers.

Firms and roles

  • Waystone Asset Management (USA) LLCOutsourced Chief Compliance Officer; Outsourced Chief Financial OfficerPrivate fund adviser · Chicago, IL · $743M in regulatory assets
  • Sophron Capital ManagementOutsourced Chief Compliance Officer, Outsourced Chief Financial OfficerPrivate fund adviser · Summit, NJ · $527M in regulatory assets
  • Lineage Point Capital LPOutsourced CCO and Outsourced CFOPrivate fund adviser · United States · $295M in regulatory assets
  • Darwins River CapitalOutsourced Chief Compliance Officer and Outsourced Chief Financial OfficerPrivate fund adviser · New York, NY · $284M in regulatory assets

AtlasMembers

Micheal’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
4 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

  • Mark E. WimerChief Investment Officer; Director, Waystone Asset Management (USA) LLC
  • Maysam N. KazemiPresident; Director, Waystone Asset Management (USA) LLC
  • Angela K. LeyesaVice President; Director, Waystone Asset Management (USA) LLC
  • George M. MaslovskyChief Executive Officer, Chief Investment Officer, Limited Partner, Sophron Capital Management
  • Andrew Y. YangChief Operations Officer, Limited Partner, Sophron Capital Management

3 more people named with Micheal on the same filings, with titles and firms. Free in Atlas with a free account.

See all 8 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Micheal’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.