Chief Compliance Officer · Hbks Wealth Advisors
Michael G. Wassmann
CRD 5621134 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Hbks Wealth Advisors, an SEC-registered wealth manager based in Erie, PA with $7.7 billion in regulatory assets, lists Michael G. Wassmann on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Michael at 2 other registered advisers.
Firms and roles
- Hbks Wealth AdvisorsChief Compliance OfficerWealth manager · Erie, PA · $7.7B in regulatory assets
- Elite Life Management LLCChief Compliance OfficerWealth manager · Erie, PA · $147M in regulatory assets
- Park Shore Partners LLCChief Compliance OfficerPrivate fund adviser · Erie, PA · $110M in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Christopher M. AllegrettiChairman, Member, Hbks Wealth Advisors
- Scott A. CrossMember, Chief Operating Officer, Hbks Wealth Advisors
- Jeremy T. ShelbyManager, Elite Life Management LLC
- Anthony B. WauterlekPortfolio Manager, Park Shore Partners LLC
- Brian S. SommersManager, Park Shore Partners LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.