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Chief Compliance Officer, General Counsel · Maltese Capital Management, LLC

Michael D. Wasserman

CRD 5107213 · Named on Form ADV at one SEC-registered adviser

At a glance

Maltese Capital Management, LLC, an SEC-registered private fund adviser based in New York, NY with $696 million in regulatory assets, lists Michael D. Wasserman on its Form ADV as Chief Compliance Officer, General Counsel, a control person.

Firms and roles

AtlasMembers

Michael’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

  • Terry A. MaltesePresident, Managing Member, Maltese Capital Management, LLC
  • Joseph A. HallSenior Managing Director, Member, Maltese Capital Management, LLC
  • Matthew F. ByrnesSenior Managing Director, Member, Maltese Capital Management, LLC
  • Jack C RuManaging Director, Member, Maltese Capital Management, LLC
  • Eileen M. LipskyManaging Director, Member, Maltese Capital Management, LLC

2 more people named with Michael on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.