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Owner, Managing Member, Chief Compliance Officer · Oak Wealth Advisors LLC

Michael C. Walther

CRD 2665663 · Named on Form ADV at one SEC-registered adviser

At a glance

Oak Wealth Advisors LLC, an SEC-registered wealth manager based in Northbrook, IL with $374 million in regulatory assets, lists Michael C. Walther on its Form ADV as Owner, Managing Member, Chief Compliance Officer, a control person.

Firms and roles

  • Oak Wealth Advisors LLCOwner, Managing Member, Chief Compliance OfficerWealth manager · Northbrook, IL · $374M in regulatory assets

AtlasMembers

Michael’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.