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Member, Chief Executive Officer, Chief Investment Officer and Chief Compliance Officer · KOA Wealth Management, LLC

Michael F. Souza

CRD 4602740 · Named on Form ADV at one SEC-registered adviser

At a glance

KOA Wealth Management, LLC, an SEC-registered wealth manager with $255 million in regulatory assets, lists Michael F. Souza on its Form ADV as Member, Chief Executive Officer, Chief Investment Officer and Chief Compliance Officer, a control person.

Firms and roles

  • KOA Wealth Management, LLCMember, Chief Executive Officer, Chief Investment Officer and Chief Compliance OfficerWealth manager · United States · $255M in regulatory assets

AtlasMembers

Michael’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.