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Est. 2026The front page of wealth managementNew York

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Owner and Chief Compliance Officer · Formulate Financial LLC

Michael H. Rosenthal

CRD 2309908 · Named on Form ADV at one SEC-registered adviser

At a glance

Formulate Financial LLC, an SEC-registered wealth manager with $229 million in regulatory assets, lists Michael H. Rosenthal on its Form ADV as Owner and Chief Compliance Officer, a control person.

Firms and roles

  • Formulate Financial LLCOwner and Chief Compliance OfficerWealth manager · United States · $229M in regulatory assets

AtlasMembers

Michael’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.