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Chief Compliance Officer and President · 360 Financial

Michael A. Rogers

CRD 1999760 · Named on Form ADV at one SEC-registered adviser

At a glance

360 Financial, an SEC-registered wealth manager based in Wayzata, MN with $701 million in regulatory assets, lists Michael A. Rogers on its Form ADV as Chief Compliance Officer and President, a control person.

Firms and roles

  • 360 FinancialChief Compliance Officer and PresidentWealth manager · Wayzata, MN · $701M in regulatory assets

AtlasMembers

Michael’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.