Chief Compliance Officer, Acting AS Principal in Quain Compliance Consulting, LLC · Euro Pacific Asset Management, LLC
Michael K. Quain
CRD 1834063 · Named on Form ADV at one SEC-registered adviser
At a glance
Euro Pacific Asset Management, LLC, an SEC-registered asset manager based in Dorado, PR with $2.2 billion in regulatory assets, lists Michael K. Quain on its Form ADV as Chief Compliance Officer, Acting AS Principal in Quain Compliance Consulting, LLC, a control person.
Firms and roles
- Euro Pacific Asset Management, LLCChief Compliance Officer, Acting AS Principal in Quain Compliance Consulting, LLCAsset manager · Dorado, PR · $2.2B in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Peter D. SchiffMember, Euro Pacific Asset Management, LLC
- James R. NelsonManaging Member, Euro Pacific Asset Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.