Managing Principal, Founder, and Chief Investment Officer · Sunpointe Investments
Michael M. Pompian
CRD 1827742 · Named on Form ADV at one SEC-registered adviser
At a glance
Sunpointe Investments, an SEC-registered wealth manager based in St. Louis, MO with $791 million in regulatory assets, lists Michael M. Pompian on its Form ADV as Managing Principal, Founder, and Chief Investment Officer, a control person.
Firms and roles
- Sunpointe InvestmentsManaging Principal, Founder, and Chief Investment OfficerWealth manager · St. Louis, MO · $791M in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- John P. DwyerManaging Director, Sunpointe Investments
- Angela PompianChief Compliance Officer, Sunpointe Investments
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.