General Counsel · Tidal Investments LLC
Michael T. Pellegrino
CRD 3131099 · Named on Form ADV at one SEC-registered adviser
At a glance
Tidal Investments LLC, an SEC-registered asset manager based in Milwaukee, WI with $45.8 billion in regulatory assets, lists Michael T. Pellegrino on its Form ADV as General Counsel, a control person.
Firms and roles
- Tidal Investments LLCGeneral CounselAsset manager · Milwaukee, WI · $46B in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (10)
- Michael J. VenutoChief Investment Officer / Director, Tidal Investments LLC
- Gavin C. FilmoreChief Executive Officer / Director, Tidal Investments LLC
- William H. WoolvertonChief Compliance Officer, Tidal Investments LLC
- Douglas C. ReschoDirector, Tidal Investments LLC
- Guillermo TriasExecutive Chairman / Director, Tidal Investments LLC
5 more people named with Michael on the same filings, with titles and firms. Free in Atlas with a free account.
See all 10 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.