President/chief Compliance Officer · Ohiggins Asset Management Inc
Michael B. Ohiggins
CRD 351569 · Named on Form ADV at one SEC-registered adviser
At a glance
Ohiggins Asset Management Inc, an SEC-registered asset manager with $195 million in regulatory assets, lists Michael B. Ohiggins on its Form ADV as President/chief Compliance Officer, a control person.
Firms and roles
- Ohiggins Asset Management IncPresident/chief Compliance OfficerAsset manager · United States · $195M in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Donna B. O'HigginsTreasurer/secretary, Ohiggins Asset Management Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.