Member/shareholder · Four Financial Management
Michael T. Kaplan
CRD 3111747 · Named on Form ADV at one SEC-registered adviser
At a glance
Four Financial Management, an SEC-registered wealth manager based in ANN Arbor, MI with $163 million in regulatory assets, lists Michael T. Kaplan on its Form ADV as Member/shareholder, a control person.
Firms and roles
- Four Financial ManagementMember/shareholderWealth manager · ANN Arbor, MI · $163M in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Alan J. BrilliantManaging Member/shareholder, Four Financial Management
- Stephen M. MormanMember/shareholder, Four Financial Management
- David L. FranskoMember/cco/shareholder, Four Financial Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.