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Partner and Director of Research · Tran Capital Management, L.P.

Michael Im

CRD 7270645 · Named on Form ADV at one SEC-registered adviser

At a glance

Tran Capital Management, L.P., an SEC-registered wealth manager based in SAN Rafael, CA with $890 million in regulatory assets, lists Michael Im on its Form ADV as Partner and Director of Research, a control person.

Firms and roles

AtlasMembers

Michael’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Quoc K. TranChairman and Chief Investment Officer, Managing Partner, Tran Capital Management, L.P.
  • Eric A. WinterhalterPresident and Chief Compliance Officer, Managing Partner, Tran Capital Management, L.P.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.