SVP, Chief Compliance Officer · Appleton Partners, Inc.
Michael T. Howard
CRD 7364570 · Named on Form ADV at one SEC-registered adviser
At a glance
Appleton Partners, Inc., an SEC-registered asset manager based in Boston, MA with $12.6 billion in regulatory assets, lists Michael T. Howard on its Form ADV as SVP, Chief Compliance Officer, a control person.
Firms and roles
- Appleton Partners, Inc.SVP, Chief Compliance OfficerAsset manager · Boston, MA · $13B in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Michele D. HubleySVP - Treasurer & Head of HR, Appleton Partners, Inc.
- Douglas C. ChamberlainPresident, CEO, Director, Appleton Partners, Inc.
- Robert A. KrantzSVP - Co-Coo, Appleton Partners, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.