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Chief Compliance Officer · Northeast Planning Associates, Inc.

Michael J. Hartman

CRD 2048316 · Named on Form ADV at one SEC-registered adviser

At a glance

Northeast Planning Associates, Inc., an SEC-registered wealth manager based in Bedford, NH with $414 million in regulatory assets, lists Michael J. Hartman on its Form ADV as Chief Compliance Officer.

Firms and roles

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Michael’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Edward C. HiersFounder and Chief Executive Officer, Northeast Planning Associates, Inc.
  • Benjamin J HiersPresident & COO, Northeast Planning Associates, Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.