Chief Compliance Officer & Managing Member · RFM Financial Solutions, LLC
Michael E. Harter
CRD 4466247 · Named on Form ADV at one SEC-registered adviser
At a glance
RFM Financial Solutions, LLC, an SEC-registered wealth manager based in Mt. Pleasant, MI with $260 million in regulatory assets, lists Michael E. Harter on its Form ADV as Chief Compliance Officer & Managing Member, a control person.
Firms and roles
- RFM Financial Solutions, LLCChief Compliance Officer & Managing MemberWealth manager · Mt. Pleasant, MI · $260M in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.