Outsourced Chief Compliance Officer · Roof Eidam Maycock Peralta LLC
Michael A. Hart
CRD 7975496 · Named on Form ADV at one SEC-registered adviser
At a glance
Roof Eidam Maycock Peralta LLC, an SEC-registered wealth manager based in SAN Francisco, CA with $805 million in regulatory assets, lists Michael A. Hart on its Form ADV as Outsourced Chief Compliance Officer.
Firms and roles
- Roof Eidam Maycock Peralta LLCOutsourced Chief Compliance OfficerWealth manager · SAN Francisco, CA · $805M in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Gary E. RoofGeneral Partner, Roof Eidam Maycock Peralta LLC
- Don H. EidamGeneral Partner, Roof Eidam Maycock Peralta LLC
- Randall R. MaycockGeneral Partner, Roof Eidam Maycock Peralta LLC
- Juan Carlos PeraltaGeneral Partner, Roof Eidam Maycock Peralta LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.