Vice President and Corporate Secretary · Investment Research Corp
Michael L. Gaughan
CRD 2915597 · Named on Form ADV at one SEC-registered adviser
At a glance
Investment Research Corp, an SEC-registered wealth manager based in Denver, CO with $76 million in regulatory assets, lists Michael L. Gaughan on its Form ADV as Vice President and Corporate Secretary, a control person.
Firms and roles
- Investment Research CorpVice President and Corporate SecretaryWealth manager · Denver, CO · $76M in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Timothy E. TaggartPresident, Treasurer and Chief Compliance Officer, Investment Research Corp
- Patricia A. BlumVice President, Investment Research Corp
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.