President/chief Executive Officer/chair · Principal Securities, Inc.
Michael Francis Murray
CRD 2074275 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Principal Securities, Inc., an SEC-registered broker-dealer firm based in DES Moines, IA with $17.0 billion in regulatory assets, lists Michael Francis Murray on its Form ADV as President/chief Executive Officer/chair, a control person. The SEC filings also name Michael at 1 other registered adviser.
Firms and roles
- Principal Securities, Inc.President/chief Executive Officer/chairBroker-dealer firm · DES Moines, IA · $17B in regulatory assets
- Principal Advised ServicesDirectorWealth manager · DES Moines, IA · $1.4B in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (29)
- Amy Christine FriedrichDirector, Principal Securities, Inc.
- Douglas John RantsChief Information Security Officer, Principal Securities, Inc.
- Craig Alan SpadaforaSenior Vice President / Head of Advisory and Platform, Principal Securities, Inc.
- Chad Thomas ClaireChief Information Officer, Principal Securities, Inc.
- Daniel Simon VanwinklePSI AML Officer, Principal Securities, Inc.
24 more people named with Michael on the same filings, with titles and firms. Free in Atlas with a free account.
See all 29 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.