VFA Chief Compliance Officer Broker Dealer · Valic Financial Advisors, Inc.
Michael Fortey
CRD 2304969 · Named on Form ADV at one SEC-registered adviser
At a glance
Valic Financial Advisors, Inc., an SEC-registered broker-dealer firm based in Houston, TX with $29.2 billion in regulatory assets, lists Michael Fortey on its Form ADV as VFA Chief Compliance Officer Broker Dealer, a control person.
Firms and roles
- Valic Financial Advisors, Inc.VFA Chief Compliance Officer Broker DealerBroker-dealer firm · Houston, TX · $29B in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- Cynthia Lea BurnetteChief Financial Officer and Treasurer, Valic Financial Advisors, Inc.
- Veronica Lynette RinkVice President, Business Administration, Valic Financial Advisors, Inc.
- Krista De Lois GibsonPresident; SVP, Head of Product & Advisory Services, Valic Financial Advisors, Inc.
- John Albert LoganChief Operations Officer, Valic Financial Advisors, Inc.
- Theresa H Marciel-CarrVice President, Field Supervision, Valic Financial Advisors, Inc.
1 more person named with Michael on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.