Owner · Prospect Financial Services LLC
Michael F. Fairbrother
CRD 5376940 · Named on Form ADV at one SEC-registered adviser
At a glance
Prospect Financial Services LLC, an SEC-registered wealth manager based in Melville, NY with $431 million in regulatory assets, lists Michael F. Fairbrother on its Form ADV as Owner.
Firms and roles
- Prospect Financial Services LLCOwnerWealth manager · Melville, NY · $431M in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Sean P. RooneyManaging Partner and Chief Compliance Officer, Prospect Financial Services LLC
- Jay L NathanPartner, Prospect Financial Services LLC
- Anthony C. SguegliaOwner, Prospect Financial Services LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.