Managing Member and Chief Compliance Officer · Ellis Wealth Advisors, LLC
Michael M. Ellis
CRD 4342577 · Named on Form ADV at one SEC-registered adviser
At a glance
Ellis Wealth Advisors, LLC, an SEC-registered asset manager based in Madison, AL with $0 in regulatory assets, lists Michael M. Ellis on its Form ADV as Managing Member and Chief Compliance Officer, a control person.
Firms and roles
- Ellis Wealth Advisors, LLCManaging Member and Chief Compliance OfficerAsset manager · Madison, AL · $0M in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.