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Chief Compliance Officer · Westfuller Advisors, LLC

Michael W. Dziura

CRD 7513976 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Westfuller Advisors, LLC, an SEC-registered asset manager based in New York, NY with $3.4 billion in regulatory assets, lists Michael W. Dziura on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Michael at 1 other registered adviser.

Firms and roles

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Michael’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Colleagues named on the same filings (6)

1 more person named with Michael on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.