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President/secretary/chief Compliance Officer · YON Drake & Associates Inc

Michael C. Drake

CRD 1201321 · Named on Form ADV at one SEC-registered adviser

At a glance

YON Drake & Associates Inc, an SEC-registered asset manager based in Columbia, SC with $305 million in regulatory assets, lists Michael C. Drake on its Form ADV as President/secretary/chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Michael’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • David A. YonChairman and Treasurer, YON Drake & Associates Inc

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.