Chief Compliance Officer · Cais Advisors
Michael P. Collins
CRD 5366193 · Named on Form ADV at one SEC-registered adviser
At a glance
Cais Advisors, an SEC-registered private fund adviser based in New York, NY with $225 million in regulatory assets, lists Michael P. Collins on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Cais AdvisorsChief Compliance OfficerPrivate fund adviser · New York, NY · $225M in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Neil D. BlundellChief Investment Officer, Cais Advisors
- Terrence M. McCarthyChief Financial Officer & Chief Operations Officer, Cais Advisors
- Michael N. RichmanChief Legal Officer, Cais Advisors
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.