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Evp/coo/director · Moors & Cabot, Inc

Michael Charles Braun

CRD 2005370 · Named on Form ADV at one SEC-registered adviser

At a glance

Moors & Cabot, Inc, an SEC-registered broker-dealer firm based in Boston, MA with $4.0 billion in regulatory assets, lists Michael Charles Braun on its Form ADV as Evp/coo/director, a control person.

Firms and roles

  • Moors & Cabot, IncEvp/coo/directorBroker-dealer firm · Boston, MA · $4.0B in regulatory assets

AtlasMembers

Michael’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.