Managing Member/chief Executive Officer · Rosecliff Capital Advisory LLC
Michael Caso
CRD 5952201 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Rosecliff Capital Advisory LLC, an SEC-registered wealth manager based in New York, NY with $27 million in regulatory assets, lists Michael Caso on its Form ADV as Managing Member/chief Executive Officer, a control person. The SEC filings also name Michael at 1 other registered adviser.
Firms and roles
- Rosecliff Capital Advisory LLCManaging Member/chief Executive OfficerWealth manager · New York, NY · $27M in regulatory assets
- Rosecliff Venture Management, LLCManaging PartnerPrivate fund adviser · New York, NY · $650M in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Joseph M BarbatiChief Compliance Officer, Rosecliff Capital Advisory LLC
- Michael P. MurphyManaging Partner, Rosecliff Venture Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.