Portfolio Manager · Spring Lake Asset Management, Inc.
Michael D. Brodsky
CRD 5808635 · Named on Form ADV at one SEC-registered adviser
At a glance
Spring Lake Asset Management, Inc., an SEC-registered private fund adviser with $1.5 billion in regulatory assets, lists Michael D. Brodsky on its Form ADV as Portfolio Manager, a control person.
Firms and roles
- Spring Lake Asset Management, Inc.Portfolio ManagerPrivate fund adviser · United States · $1.5B in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Thomas B. CaldwellCEO, Spring Lake Asset Management, Inc.
- Christopher W. CrosbyPresident, Spring Lake Asset Management, Inc.
- Kaitlin M. BriscoePortfolio Manager, Spring Lake Asset Management, Inc.
- David E. ThomasChief Operating Officer/chief Compliance Officer, Spring Lake Asset Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.