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Chief Executive Officer · Horizon Technology Finance

Michael P. Balkin

CRD 1029829 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Horizon Technology Finance, an SEC-registered asset manager based in Farmington, CT with $811 million in regulatory assets, lists Michael P. Balkin on its Form ADV as Chief Executive Officer, a control person. The SEC filings also name Michael at 1 other registered adviser.

Firms and roles

AtlasMembers

Michael’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

  • John C. BombaraExecutive Vice President, General Counsel, Chief Compliance Officer and Secretary, Horizon Technology Finance
  • Daniel R. TrolioExecutive Vice President and Chief Financial Officer, Horizon Technology Finance
  • Lynn D. DombrowskiChief Accounting Officer, Horizon Technology Finance
  • Paul G. SeitzChief Investment Officer, Horizon Technology Finance
  • Walter H. ClarkChief Compliance Officer, Rail Splitter Capital Advisers, LLC

2 more people named with Michael on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.