Chief Compliance Officer · Post Advisory Group, LLC
Maureen E. Ocampo
CRD 4866967 · Named on Form ADV at one SEC-registered adviser
At a glance
Post Advisory Group, LLC, an SEC-registered asset manager based in LOS Angeles, CA with $13.0 billion in regulatory assets, lists Maureen E. Ocampo on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Post Advisory Group, LLCChief Compliance OfficerAsset manager · LOS Angeles, CA · $13B in regulatory assets
AtlasMembers
Maureen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Yvonne N. YoungChief Financial Officer, Post Advisory Group, LLC
- Jeffrey M. StrollCo-Chief Investment Officer and Chief Executive Officer, Post Advisory Group, LLC
- Kristopher J. FarmChief Technology Officer, Post Advisory Group, LLC
- David D. KimCo-Chief Investment Officer, Post Advisory Group, LLC
- Deborah A. FlickingerChief Operations Officer, Post Advisory Group, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Maureen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.