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Executive Vice-President, General Counsel & Chief Compliance Officer · Lincoln Investment

Maureen Ann Mattson

CRD 5952728 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Lincoln Investment, an SEC-registered broker-dealer firm based in Fort Washington, PA with $22.0 billion in regulatory assets, lists Maureen Ann Mattson on its Form ADV as Executive Vice-President, General Counsel & Chief Compliance Officer, a control person. The SEC filings also name Maureen at 1 other registered adviser.

Firms and roles

  • Lincoln InvestmentExecutive Vice-President, General Counsel & Chief Compliance OfficerBroker-dealer firm · Fort Washington, PA · $22B in regulatory assets
  • Capital AnalystsExecutive Vice-President, General Counsel & Chief Compliance OfficerWealth manager · Fort Washington, PA · $8.8B in regulatory assets

AtlasMembers

Maureen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (10)

5 more people named with Maureen on the same filings, with titles and firms. Free in Atlas with a free account.

See all 10 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Maureen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.