Adviser and broker representative · UBS Financial Services Inc.
Maura C. Poiesz
CRD 2399153 · Key West, FL
At a glance
Maura C. Poiesz is an investment adviser representative with UBS Financial Services Inc. in Key West, FL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Maura’s SEC record dates to 2011, about 15 years ago. Maura is also registered as a broker representative.
Current advisory firm
- UBS Financial Services Inc.Since May 2012Key West, FL · $916B in regulatory assets
SEC adviser record
- Registered since
- 2011 (15 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 3 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Maura’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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