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Chief Compliance Officer · Commonwealth Financial Services

Matthew D. Rothchild

CRD 5143603 · Named on Form ADV at 3 SEC-registered advisers

At a glance

Commonwealth Financial Services, an SEC-registered wealth manager based in Vienna, WV with $995 million in regulatory assets, lists Matthew D. Rothchild on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Matthew at 2 other registered advisers.

Firms and roles

AtlasMembers

Matthew’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (10)

  • Shanell JeffreyChief Executive Officer, Partner, Commonwealth Financial Services
  • Daniel L. SpurgeonPartner, Chief Investment Officer, Financial Advisor, Commonwealth Financial Services
  • Michael C. SeeseCo-Founder / Owner, CAO, & Financial Advisor, Commonwealth Financial Services
  • Tyler A. BrautiganShareholder, Financial Advisor, Commonwealth Financial Services
  • April D. LambDirector of Operations, Sovereign Investment Advisors LLC

5 more people named with Matthew on the same filings, with titles and firms. Free in Atlas with a free account.

See all 10 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Matthew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.