Chief Compliance Officer · Drive Wealth Advisers
Matthew J. Pendleton
CRD 4905346 · Named on Form ADV at one SEC-registered adviser
At a glance
Drive Wealth Advisers, an SEC-registered wealth manager based in Lehi, UT with $1.5 billion in regulatory assets, lists Matthew J. Pendleton on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Drive Wealth AdvisersChief Compliance OfficerWealth manager · Lehi, UT · $1.5B in regulatory assets
AtlasMembers
Matthew’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Lowell C. CrabbPresident, Drive Wealth Advisers
- Ryken W. HarrisChief Operating Officer, Drive Wealth Advisers
- Paul A. GrinceriChief Financial Officer, Drive Wealth Advisers
- James K. HawkerChief Investment Officer, Drive Wealth Advisers
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Matthew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.