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Secretary, Portfolio Manager and Investment Committee Member · Broadlake Financial Management

Matthew A. Malaney

CRD 2088303 · Named on Form ADV at one SEC-registered adviser

At a glance

Broadlake Financial Management, an SEC-registered wealth manager based in South Burlington, VT with $410 million in regulatory assets, lists Matthew A. Malaney on its Form ADV as Secretary, Portfolio Manager and Investment Committee Member, a control person.

Firms and roles

  • Broadlake Financial ManagementSecretary, Portfolio Manager and Investment Committee MemberWealth manager · South Burlington, VT · $410M in regulatory assets

AtlasMembers

Matthew’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Joseph M. DieboldPresident, Portfolio Manager, Investment Committee Member, Broadlake Financial Management
  • Andrew D. MurphyChief Compliance Officer, Broadlake Financial Management

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Matthew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.