Managing Director, Treasurer, Chief Compliance Officer · RDM Capital Associates Inc
Matthew L. Larocca
CRD 5873426 · Named on Form ADV at one SEC-registered adviser
At a glance
RDM Capital Associates Inc, an SEC-registered wealth manager based in Red Bank, NJ with $164 million in regulatory assets, lists Matthew L. Larocca on its Form ADV as Managing Director, Treasurer, Chief Compliance Officer, a control person.
Firms and roles
- RDM Capital Associates IncManaging Director, Treasurer, Chief Compliance OfficerWealth manager · Red Bank, NJ · $164M in regulatory assets
AtlasMembers
Matthew’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Bruno LaroccaPresident, DIR, RDM Capital Associates Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Matthew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.