Chief Compliance Officer · Foundation Wealth Management, LLC
Matthew S. Hardin
CRD 2366634 · Named on Form ADV at one SEC-registered adviser
At a glance
Foundation Wealth Management, LLC, an SEC-registered wealth manager based in Clayton, MO with $661 million in regulatory assets, lists Matthew S. Hardin on its Form ADV as Chief Compliance Officer.
Firms and roles
- Foundation Wealth Management, LLCChief Compliance OfficerWealth manager · Clayton, MO · $661M in regulatory assets
AtlasMembers
Matthew’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Daniel J. LaddChief Investment Officer, Foundation Wealth Management, LLC
- Pamela A. HardinOwner, Foundation Wealth Management, LLC
- Hannah R. LeoneChief Operating Officer, Foundation Wealth Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Matthew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.