Chief Compliance Officer · Northwestern Mutual Investment Management Company, LLC
Matthew E. Gabrys
CRD 8179819 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Northwestern Mutual Investment Management Company, LLC, an SEC-registered asset manager based in Milwaukee, WI with $323.1 billion in regulatory assets, lists Matthew E. Gabrys on its Form ADV as Chief Compliance Officer. The SEC filings also name Matthew at 1 other registered adviser.
Firms and roles
- Northwestern Mutual Investment Management Company, LLCChief Compliance OfficerAsset manager · Milwaukee, WI · $323B in regulatory assets
- Mason Street Advisors, LLCChief Compliance OfficerAsset manager · Milwaukee, WI · $39B in regulatory assets
AtlasMembers
Matthew’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (13)
- John E. BentleyChairman & President, Northwestern Mutual Investment Management Company, LLC
- Thomas D. ZaleDirector; Vice President - Real Estate, Northwestern Mutual Investment Management Company, LLC
- Daniel J. JulkaDirector; Vice President - Private Securities, Northwestern Mutual Investment Management Company, LLC
- Raymond J. AuthDirector; Vice President - Investment Strategy, Northwestern Mutual Investment Management Company, LLC
- Jason D. SmithDirector; Vice President - Public Investments, Northwestern Mutual Investment Management Company, LLC
8 more people named with Matthew on the same filings, with titles and firms. Free in Atlas with a free account.
See all 13 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Matthew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.