Chief Compliance Officer · ON Investment Management Co
Matthew J. Collins
CRD 5069278 · Named on Form ADV at one SEC-registered adviser
At a glance
ON Investment Management Co, an SEC-registered broker-dealer firm based in Cincinnati, OH with $3.2 billion in regulatory assets, lists Matthew J. Collins on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- ON Investment Management CoChief Compliance OfficerBroker-dealer firm · Cincinnati, OH · $3.2B in regulatory assets
AtlasMembers
Matthew’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Nancy M WestbrockChairman, President & CEO, ON Investment Management Co
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Matthew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.