Chief Compliance Officer · Union Square Capital Partners, LLC
Mary K. Ziegler
CRD 6084677 · Named on Form ADV at one SEC-registered adviser
At a glance
Union Square Capital Partners, LLC, an SEC-registered asset manager based in Kennett Square, PA with $189 million in regulatory assets, lists Mary K. Ziegler on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Union Square Capital Partners, LLCChief Compliance OfficerAsset manager · Kennett Square, PA · $189M in regulatory assets
AtlasMembers
Mary’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- George K. DowningChief Operating Officer, Union Square Capital Partners, LLC
- Matthew P. HenryManaging Principal, Union Square Capital Partners, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mary’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.