Adviser and broker representative · LPL Financial LLC
Mary E. Winand
CRD 6607660 · York, PA
At a glance
Mary E. Winand is an investment adviser representative with LPL Financial LLC in York, PA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Mary’s SEC record dates to 2017, about 9 years ago. Mary is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firms
- LPL Financial LLCSince February 2017York, PA · $819B in regulatory assets
- The Financial Advisory GroupSince November 2019York, PA · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2017 (9 years)
- Designations
- Certified Financial Planner
- Exams
- Series 66
- Registered in
- 3 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Mary’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at LPL Financial LLC
- Ryan S. ApplebyYork · Certified Financial Planner, Chartered Financial Consultant
- Keirsten Baker-MillerYork
- Patrick R. BarryYork
- Shannon G. BenderYork
- Edward A. BirdYork · Certified Financial Planner
- Davis BottemillerYork
- Denny L. BrenemanYork · Chartered Financial Consultant
- Benjamin M. BurkhartYork · Certified Financial Planner
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